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Legal and Regulatory

Our policies, notices and disclosures are linked to below. If you have any questions regarding these please get in touch.

Best execution and order handling policy
Conflicts of interest disclosure document
Important notice
Regulatory disclosures
Shareholder Rights Directive II Disclosure
Sustainable Finance Disclosure Regulation
Terms of use 

For investment professionals only who are or would be classified as (1) Professional Clients under the applicable FCA rules and who, if they are US residents or citizens, are or would be qualified as “Qualified Purchasers” under the US Investment Company Act 1940 and “Qualified Eligible Persons” under the US Commodity Futures Trading Commission regulations, and is specifically not intended for any other persons including persons who are or would be classified as Retail Clients under applicable FCA rules, or (2) current and potential investment managers of AMX funds. For general information purposes only. AMX does not provide investment, legal, accounting, tax or other professional advice. The information is provided on a non-reliance basis; and no representation or warranty is made as to its accuracy or completeness. The Asset Management Exchange and AMX are trading names of The Asset Management Exchange (Ireland) Limited (registered in Ireland, No. 632258; authorised and regulated by the Central Bank of Ireland, registered with the Securities Exchange Commission as an Exempt Reporting Adviser (CRD 307218); and the Commodity Futures Trading Commission as a Commodity Pool Operator, member of the National Futures Association (NFA ID 0517520)), The Asset Management Exchange (UK) Limited (registered in England, No. 11555138; authorised and regulated by the Financial Conduct Authority No. 823316) and The Asset Management Exchange (IP Co.) Limited (registered in England, No. 11686713).

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